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W-8BEN or W-9: which form applies, and how to complete it

CA Finalist, ACCA FinalistReviewed by Chartered Advisory Team of Chartered Accountants
USA guide: W-8BEN or W-9: which form applies to you
Quick answer: Form W-9 is for US persons and Form W-8BEN for non-US individuals. Both are held by the payer and never sent to the IRS. A Pakistani freelancer should never sign a W-9.

Two forms, one question: is the payee a US person or not? Get the answer right and the paperwork takes five minutes. Get it wrong and a quarter of the fee disappears, or the payee ends up on a US information return they should never have been on.

This guide sets out which form applies, how to complete the one that applies to you, what the treaty box actually does, and what to do when a client insists on the wrong form.

The one-line version. W-9 is for US persons. W-8BEN is for non-US individuals; W-8BEN-E is for non-US entities. All three go to the payer and are kept on file - none of them is filed with the IRS. If you are in Pakistan, your form is the W-8BEN.

Which form applies

Which form applies
You areYour formGiven to
A US citizen or US resident individualForm W-9The payer
A US-formed company, partnership or LLCForm W-9The payer
A non-US individual, including a Pakistani freelancerForm W-8BENThe payer
A non-US company, including a Pakistani private limited companyForm W-8BEN-EThe payer
A US LLC you own from Pakistan, receiving payment in the LLC's nameForm W-9 in the LLC's nameThe payer

The last row surprises people. A US-formed LLC is a US person for this purpose even though you are not, so payments to the LLC are documented on a W-9 with the LLC's EIN. Your own foreign status is dealt with separately, through the LLC's own filings.

What the forms actually do

The two forms sit under different parts of the Code, which is why substituting one for the other is not a formatting error. A Form W-9 supports section 3406: it establishes that the payee is a US person and supplies the TIN, and its absence triggers backup withholding at 24 per cent. A Form W-8BEN supports section 1441 for individuals and section 1442 for foreign corporations: it establishes that the payee is not a US person, so the payment falls under the 30 per cent statutory withholding rate on US-source fixed or determinable income, and it is the document that claims any treaty reduction of that rate.

There is one case where the answer surprises people. Where a US disregarded entity is owned by a foreign person, the owner completes a Form W-8, not a W-9 — even though the LLC is a domestic entity with a US EIN. The form follows the tax owner, and the tax owner is foreign.

What the forms actually do
Form W-9Form W-8BEN
CertifiesThat you are a US person and your TIN is correctThat you are not a US person
Main effectPrevents backup withholding; lets the payer issue a 1099Stops the payer defaulting to backup withholding, and supports the correct treatment of the payment
Sent to the IRS?No - held by the payerNo - held by the payer
ExpiryValid until circumstances changeHas a defined validity period and must be refreshed
Leads toForm 1099-NEC where the threshold is metNo 1099-NEC; possibly Form 1042-S where US-source income is involved

Completing Form W-8BEN, line by line

The form is one page. Most rejections come from three fields.

The treaty box: what it is really for

Part II is the most misunderstood section on the form. It is not a general "make me tax-free" declaration, and completing it when it does not apply is worse than leaving it blank.

  • Ordinary service fees. If you performed the work in Pakistan for a US client, the income is generally foreign-source. There is nothing for the treaty to reduce, so Part II stays blank.
  • Royalties and licensing income. Here a treaty claim can genuinely reduce the default 30 per cent withholding, and Part II is where it is made.
  • Payments from platforms. Stock media, app stores, publishing platforms and affiliate networks often withhold on the royalty element, and a correctly completed Part II is what reduces it.

Where a claim applies, you need the specific article and rate from the treaty text, not a general assertion. Guessing an article number is a common way to get the form rejected.

Not sure which form applies, or whether a treaty claim is available?

Chartered Advisory reviews cross-border payment arrangements, prepares the correct documentation, and deals with clients and platforms that have asked for the wrong form.

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When a client insists on the wrong form

This happens constantly, and it is almost always habit rather than intent - the client's finance system asks for "the tax form" and defaults to W-9.

If the client still refuses to accept the W-8BEN and withholds 24 per cent, the money is not lost, but recovering it means filing a US return to claim it back - considerably more effort than sending the right form at onboarding.

The errors that cause withholding

The errors that cause withholding
ErrorConsequence
A US address on line 3The form contradicts itself; the payer may withhold anyway
Date of birth written day-firstRejected or queried
Signing a W-9 as a non-US personMisrepresents your status and creates an incorrect US record
Part II completed with no real treaty claimRejected, and it undermines the credibility of the rest of the form
Business name entered on line 1The form is for an individual - a business needs W-8BEN-E
Letting the form expireThe payer must treat you as undocumented and withhold
Sending the form to the IRSUnnecessary; it belongs with the payer
Confirm before you rely on this. Form layouts, line numbering and validity periods change between revisions, and treaty claims depend on the treaty text applied to your facts. Check the current Form W-8BEN instructions before signing. Chartered Advisory prepares and supports; a licensed US professional signs where the law requires it.

Sources

This guide is written against the official and clearly labelled professional references below. Rates, thresholds and portal procedures change between reviews, so open the primary source before relying on a figure.

Questions people also ask

Do I send Form W-8BEN to the IRS?

No. It goes to the person paying you and stays in their files. The same is true of Form W-9. Neither is filed with the IRS, which is why you never receive an acknowledgement and should not expect one.

Does Form W-8BEN expire?

Yes. It has a defined validity period rather than lasting indefinitely, and it also becomes invalid earlier if your circumstances change - a new address, a change of citizenship, or anything that makes a statement on the form untrue. Diary the refresh, because an expired form leaves the payer obliged to withhold.

I have a US LLC. Do I give clients a W-8BEN or a W-9?

If the client is contracting with and paying the LLC, the LLC gives a Form W-9 in its own name with its EIN, because a US-formed entity is a US person for this purpose. Your personal foreign status is handled separately through the LLC's own filings. If a client is paying you personally rather than the LLC, the W-8BEN applies.

Should I complete the treaty section to reduce my tax?

Only if you are actually claiming a reduced rate on US-source income, which for most freelancers means royalties rather than service fees. Fees for work performed in Pakistan are generally foreign-source, so there is nothing for a treaty to reduce and Part II stays blank. Completing it speculatively gets forms rejected.

My client withheld 24 per cent even though I sent the form. What now?

First check the form for the usual defects - a US address in the residence field, a missing signature, a date written day-first, or an expired form. If it was correct, ask the client to review it and, where the withholding has already been remitted, expect to reclaim it by filing a US return. Fixing the documentation before the next payment matters more than arguing about the last one.

Scope note: General educational information for Pakistan, not a legal opinion or a substitute for advice based on your documents. Law, notifications, portal procedures and individual facts can change the result.
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